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Christopher Dwayne Mickle

Voya Financial Advisors, Inc.

Windsor, CT

Vernon, CT

CRD 6563201

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
TX RA APPROVED_RES 2022-07-18
CT RA APPROVED 2020-12-21
  • NY RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • CT RA
    APPROVED
    Since 2020-12-21

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

Vernon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Windsor CT 09/2015 Present
Voya Financial Partners, Llc Windsor CT 09/2015 05/2018
Voya Financial Advisors, Inc. Windsor CT 05/2018 08/2019
Voya Financial Partners, Llc Windsor CT 09/2019 12/2020
Voya Financial Advisors, Inc. Windsor CT 12/2020 Present
Previous Registrations
Other Businesses

NAME OF ENTITY:ELM LLC; No; 9 Laurel St; Vernon; CT; 06066; I live own a 2 family home in which I live in one unit and rent out the other; Owner; 9/11/2019; 0; 0; House and yard maintenance|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 2018-05-25
  • S66 Uniform Combined State Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    2018-05-25
Other Names
  • Christopher Mickle

View on SEC IAPD

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