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1266 E Main St Ste 700R, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-15 |
| CT | RA | APPROVED | 2025-05-27 |
| CO | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| George K. Baum & Company | Kansas City | MO | 11/2015 | 09/2019 |
| Sherwood Capital Advisors | Denver | CO | 09/2019 | 01/2021 |
| Cortex Technology Capital Management, Llc | Denver | CO | 02/2021 | 04/2024 |
| Cortex Technology Capital Advisors, Llc | Denver | CO | 01/2021 | 04/2024 |
| Strong Capital Markets, Llc | Stamford | CT | 05/2024 | Present |
| Strong Wealth Advisors, Llc | Englewood | CO | 07/2024 | Present |
Strong Capital Markets, LLC; Investment Related; 1266 East Main Street, Ste 606, Stamford, CT 06902; Broker Dealer; Vice President, Investment Banking; 05/2024; 80 hours / month; 6.5 hours/day during trading hours; Responsible for assisting clients with securities transactions and serving as point person for investment banking operations. Strong Wealth Advisors, LLC; Investment Related; 7995 E. Prentice Avenue, Englewood, CO 80111; Registered Investment Adviser; Chief Compliance Officer; 07/2024; 80 hours/month; 6.5 hours/day during trading hours; Responsible for supervision of the firm's compliance policies and procedures, managing client investment accounts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-21 |
| S65 | Uniform Investment Adviser Law Examination | 2020-10-30 |
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