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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-28 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Henrietta | NY | 05/2013 | 07/2017 |
| Waddell & Reed, Inc | Rochester | NY | 05/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Henrietta | NY | 05/2013 | 07/2021 |
| Lpl Financial | Rochester | NY | 07/2021 | Present |
1. 03/26/2024 - Waddell & Reed - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/02/2021 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-10 |
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