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8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-12-22 |
Branch Locations
8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial, Inc | Little Rock | AR | 09/2015 | 03/2018 |
| Legacy Capital Wealth Partners, Llc | Little Rock | AR | 03/2018 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 06/2019 | 12/2019 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 12/2021 | Present |
1. Legacy Capital Wealth Partners, LLC. Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. RIA. Senior Client Service Associate. 03/2018. 140 Hrs/Mo; 120 During Trading Hours. Client Relations, Data Entry, Processing Paperwork, Cashiering at RIA Custodian. 2. Purshe Kaplan Sterling, Investment Related, Reported Address, Registered Representative, 40 Hrs/Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-04 |
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