Eliot Rowland

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-02-10

MO RA
APPROVED

Since 2025-02-10

Branch Locations

700 W. 47Th Street Suite 110, Kansas City, MO 64112-1805 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Overland Park	KS	09/2015	04/2018
American Century Investments	Kansas City	MO	04/2018	01/2025
Charles Schwab & Co., Inc.	Kansas City	MO	01/2025	Present
Charles Schwab Bank	Kansas City	MO	01/2025	Present

09/2015 → 04/2018

Gwfs Equities, Inc.

Overland Park, KS
04/2018 → 01/2025

American Century Investments

Kansas City, MO
01/2025 → Present

Charles Schwab & Co., Inc.

Kansas City, MO
01/2025 → Present

Charles Schwab Bank

Kansas City, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-07
S63	Uniform Securities Agent State Law Examination	2015-10-09

S65 Uniform Investment Adviser Law Examination

2025-02-07
S63 Uniform Securities Agent State Law Examination

2015-10-09

Other Names

Eliot James Rowland

View on SEC IAPD