Best Investors Account Sign in
Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-28
VI RA APPROVED 2025-04-25
NY RA APPROVED 2025-04-17
TX RA APPROVED 2025-04-17
  • NJ RA
    APPROVED
    Since 2025-04-28
  • VI RA
    APPROVED
    Since 2025-04-25
  • NY RA
    APPROVED
    Since 2025-04-17
  • TX RA
    APPROVED
    Since 2025-04-17

Branch Locations

Glen Ridge, NJ • United States

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management New York NY 02/2014 10/2023
First Republic Securities Company New York NY 09/2015 10/2023
J.P. Morgan Securities Llc New York NY 09/2023 04/2025
Jp Morgan Chase Bank, N.A. New York NY 10/2023 04/2025
Rbc Capital Markets, Llc New York NY 04/2025 Present
  • 02/2014 → 10/2023
    First Republic Investment Management
    New York, NY
  • 09/2015 → 10/2023
    First Republic Securities Company
    New York, NY
  • 09/2023 → 04/2025
    New York, NY
  • 10/2023 → 04/2025
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 04/2025 → Present
    New York, NY
Previous Registrations
  • 2024-03-08 → 2025-04-18
    New York, NY
    Glen Ridge, NJ
  • 2016-01-16 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
    San Francisco, CA
Other Businesses

(1) NAME OF ENTITY: Friends of the Glen Ridge Library ADDRESS: PO Box 8115 Glen Ridge NJ 07028 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 20/03/2023 CAPACITY: Treasurer DUTIES: co-signer on bank accounts for the Friends. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-16
  • S66 Uniform Combined State Law Examination
    2016-01-16
Other Names
  • Jennifer S Large
  • Jennifer Mackley
  • Jennifer S Mackley

View on SEC IAPD

More in Glen Ridge, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor