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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-22
  • NY RA
    APPROVED
    Since 2026-06-22

Branch Locations

105 Maxess Rd Ste 314, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2016 01/2020
Northwestern Mutual Investment Services Llc Providence RI 04/2016 06/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 01/2020
Robert Edward Johnson Melville NY 02/2020 06/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2021 06/2026
The Rite Bite Nutrition Counseling Llc Miller Place NY 04/2023 Present
Lpl Financial Melville NY 06/2026 Present
  • 01/2016 → 01/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2016 → 06/2026
    Northwestern Mutual Investment Services Llc
    Providence, RI
  • 09/2017 → 01/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2020 → 06/2026
    Robert Edward Johnson
    Melville, NY
  • 08/2021 → 06/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2023 → Present
    The Rite Bite Nutrition Counseling Llc
    Miller Place, NY
  • 06/2026 → Present
    Lpl Financial
    Melville, NY
Other Businesses

1. 6/2026 - Non-Variable Insurance - Non-Variable Insurance - INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Melville NY 11747 - OBA Start date: 01/01/2016 2. 6/2026 - The Rite Bite Nutrition Counseling, PLLC. - Outside/W-2 Employment - NOT INV REL - 15 Hour(s)/Month – 0 Hour(s) During Trading - Miller Place NY 11764 - OBA Start date: 04/28/2023 3. 6/2026 - The Choice Group - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/22/2026 4. 6/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/22/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-08
  • S63 Uniform Securities Agent State Law Examination
    2016-08-08
Designations
Other Names
  • Joseph Cataldi
  • Joe Cataldi
  • Joseph Cataldi

View on SEC IAPD

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