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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Houston | TX | 09/2015 | 01/2021 |
| Jp Morgan Chase Bank | Houston | TX | 09/2015 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 01/2021 | Present |
| J.P. Morgan Chase Bank, N.A. | Houston | TX | 01/2021 | Present |
| Starr Bakery Llc | Houston | TX | 06/2026 | Present |
Entity Name: Starr Bakery LLC Investment related: No "Address: https://starrbakery.com 2400 Augusta Dr Suite 185, Houston, Tx, 77057 " Nature of the other business: Bakery Position/Title/Relationship: Owner/Partner Start Date: 06/22/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business sells and distributes baked goods. This is my daughter's business. I invested funds into the business and help with operations. No connection to JPMorganChase .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-20 |
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