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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc./ Faro Investment Management | San Antonio | TX | 08/2016 | 10/2018 |
| Kovack Advisors, Inc. | San Antonio | TX | 08/2016 | 10/2018 |
| Jp Morgan Securities, Llc | San Antonio | TX | 10/2018 | Present |
| Jp Morgan Chase Bank, N.A. | San Antonio | TX | 10/2018 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: TAFFY RENTALS, LLC. POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2012 ADDRESS: 217 LAVEDO, TX DETAILS: NON-MANAGING MEMBER OF A REAL ESTATE RENTAL PROPERTY, CROWN RIDGE SUBDIVISION, APARTMENT COMPLEX. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-23 |
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