Charles A Powell

Current Employers

Employment History

• 09/2015 → 10/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2004 → 09/2018
  Utility Pipeline Ltd
  Canton, OH
• 09/2023 → Present
  Osaic Wealth, Inc.
  Mount Venron, OH
• 10/2023 → Present
  Signature Equity Partners, Llc
  Mount Vernon, OH

Previous Registrations

• 2018-01-04 → 2023-10-24
  Cambridge Investment Research Advisors, Inc.
  Mt. Vernon, OH

Other Businesses

1. PROFESSIONAL GUIDANCE FINANCIAL SERVICES AKA PG FINANCIAL POSITION: conduct securities and variable insurance business under this business name NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2023 ADDRESS: 103 South Main Street Ste 206, Mount Vernon OH 43050, United States DESCRIPTION: Sales/Marketing of securities and variable insurance products 2. PG FINANCIAL - INSURANCE BROKER POSITION: AGENT NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/16/2023 ADDRESS: 103 South Main Street Ste 206, Mount Vernon OH 43050, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2023 ADDRESS: 103 South Main Street Ste 206, Mount Vernon OH 43050, United States DESCRIPTION: Sales/marketing of investment advisory products 4. MINORITY OWNER: WILGING, ROUSH & PARSONS CPAS POSITION: Minority Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1684 Venture Dr Ste B, Mount Vernon OH 43050, United States DESCRIPTION: Help with local public relations and community events 5. CHARLES POWELL POSITION: Owner Operator NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2024 ADDRESS: 1329 Apple Valley Dr, Howard OH 43028, United States DESCRIPTION: I have professional DJ equipment that I use to play music for friends and family. I will occasionally be compensated to play music at a wedding or other type of gathering. 6. CHARLES ALBERT POWELL - NOTARY PUBLIC POSITION: Owner NATURE: To have the ability to notarize documents as needed in the state of Ohio. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2024 ADDRESS: 1329 Apple Valley Dr, Howard OH 43028, United States DESCRIPTION: Notarize documents as needed.

Other Names

• Charles Powell