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Arianna Rodriguez Morales

Newedge Advisors

New Orleans, LA

El Paso, TX

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-08-07
TX RA APPROVED 2023-08-07
  • LA RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2023-08-07

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

El Paso, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Paso TX 09/2015 01/2019
Bank Of America, N.A. El Paso TX 03/2017 01/2019
Newedge Advisors, Llc New Orelans LA 11/2022 Present
Weststar Bank El Paso TX 01/2019 11/2022
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-05
S63 Uniform Securities Agent State Law Examination 2016-03-26
  • S65 Uniform Investment Adviser Law Examination
    2023-08-05
  • S63 Uniform Securities Agent State Law Examination
    2016-03-26
Other Names
  • Liliana Arianna Rosales
  • Arianna Rodriguez Morales
  • Liliana A Rodriguez Morales
  • Liliana Arianna Rodriguez Morales

View on SEC IAPD

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BEACON POINTE ADVISORS, LLC
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STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

More in New Orleans, LA

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