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Dominic Pinto

Charles Schwab & Co., Inc.

Bridgewater, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-22
  • NJ RA
    APPROVED
    Since 2025-12-22

Branch Locations

610 Commons Way Suite 4340, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 09/2015 12/2025
Bank Of America, N.A. Pennington NJ 11/2015 12/2025
Charles Schwab & Co., Inc. Bridgewater NJ 12/2025 Present
Charles Schwab Bank Bridgewater NJ 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-27
  • S66 Uniform Combined State Law Examination
    2015-10-27
Other Names
  • Dominic J Pinto

View on SEC IAPD

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