Shane Hewetson Cumings

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 09/2018
  Edward Moyzes
  Los Angeles, CA
• 10/2016 → 03/2022
  Northwestern Mutual Investment Services Llc
  Los Angeles, CA
• 03/2017 → 03/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2018 → 03/2022
  Aj Marcantonio
  Los Angeles, CA
• 03/2022 → 09/2022
  Mariner Wealth Advisors
  Los Angeles, CA
• 09/2022 → Present
  Mariner Wealth Advisors
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-22
• S63 Uniform Securities Agent State Law Examination
  2016-12-29