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411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-20 |
| CA | RA | APPROVED | 2018-05-17 |
Branch Locations
411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Financial Services, Llc | Topeka | KS | 08/2020 | Present |
| Liberty Wealth Management | Oakland | CA | 05/2018 | Present |
| Liberty Group, Llc | Oakland | CA | 12/2015 | 09/2020 |
| Lifetime Planning Marketing, Inc, | Oakland | CA | 09/2015 | Present |
Lifetime Marketing & Planning, Inc.; Not Investment Related; 411 30th Street, 2nd Floor, Oakland, CA; Insurance sales and services; Licensed Insurance Agent; 9/2015; Insurance producer/agent soliciting, offering, and selling life insurance and variable products, and services and receiving separate, yet customary, commission compensation resulting from the purchase and sales of these products from the firm he is appointed and with whom he may become appointed in the future. He will also receive other compensation, including bonuses and trail commissions from the products. AEFS - AE Financial Services, LLC; Yes Investment Related; 2950 SW McClure Road, Topeka, KS 66614; Broker-Dealer; Registered Representative; 08/2020; Approx. 1hr/Mo; Approx. 1hr/Mo during Securities Trading Hours; Providing brokerage and securities sales and services. Liberty Wealth Management, LLC; Yes Investment Related; 411 30th St, 2nd Fl, Oakland CA 94609; RIA; Investment Advisor Representative; 5/17/2018; Approx. 80hrs/Mo; Approx. 80hrs/Mo during Securities Trading Hours; I am a Wealth Advisor (IAR) at an RIA. I provide financial planning and active management services for the firm's clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-17 |
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