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Clay William Wood

The Welch Group, LLC

Birmingham, AL

CRD 6561434

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Employer firm

The Welch Group, LLC CRD 111273

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

Current Employers
The Welch Group, Llc

3940 Montclair Rd Fifth Floor, Birmingham, AL 35213 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-06
AL RA APPROVED 2021-06-02
  • TX RA
    APPROVED
    Since 2022-11-06
  • AL RA
    APPROVED
    Since 2021-06-02

Branch Locations

3940 Montclair Rd Fifth Floor, Birmingham, AL 35213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bcr Wealth Strategies, Llc Vestavia Hills AL 03/2017 05/2021
Lance Hocutt Financial Group Tuscaloosa AL 06/2015 03/2017
The Welch Group, Llc Birmingham AL 05/2021 Present
  • 03/2017 → 05/2021
    Bcr Wealth Strategies, Llc
    Vestavia Hills, AL
  • 06/2015 → 03/2017
    Lance Hocutt Financial Group
    Tuscaloosa, AL
  • 05/2021 → Present
    The Welch Group, Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-12
  • S65 Uniform Investment Adviser Law Examination
    2017-08-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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