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Justine Mccarthy

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-31
  • SC RA
    APPROVED
    Since 2022-01-31

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2017 01/2019
University Of South Carolina - Darla Moore School Of Business Columbia SC 01/2016 12/2016
University Of South Carolina Columbia SC 08/2013 05/2017
Ubs Financial Services Inc. Charlotte NC 02/2019 12/2020
Morgan Stanley Charlotte NC 12/2020 01/2022
Lpl Financial Llc Fort Mill SC 01/2022 Present
  • 06/2017 → 01/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2016 → 12/2016
    University Of South Carolina - Darla Moore School Of Business
    Columbia, SC
  • 08/2013 → 05/2017
    University Of South Carolina
    Columbia, SC
  • 02/2019 → 12/2020
    Ubs Financial Services Inc.
    Charlotte, NC
  • 12/2020 → 01/2022
    Morgan Stanley
    Charlotte, NC
  • 01/2022 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 2017-07-26
  • S65 Uniform Investment Adviser Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2017-07-26
Other Names
  • Justine Renee Kalafatis
  • Justine Kalafatis
  • Justine Kalafatis
  • Justine Kalafatis

View on SEC IAPD

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INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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