Michael Anthony Arteaga

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 05/2018
  Merrill Lynch
  Los Angeles, CA
• 09/2014 → 05/2018
  University Of San Francisco
  San Francisco, CA
• 09/2019 → 07/2021
  Adviceperiod, Llc
  Los Angeles, CA
• 06/2018 → 08/2019
  Merrill Lynch
  Los Angeles, CA
• 07/2021 → 08/2022
  Iconiq Capital, Llc
  San Francisco, CA
• 08/2022 → Present
  Mariner Wealth Advisors
  Los Angeles, CA

Previous Registrations

• 2021-08-19 → 2022-08-22
  Iconiq Capital, Llc
  San Francisco, CA
• 2019-09-09 → 2021-07-19
  Adviceperiod, Llc
  Los Angeles, CA
• 2018-12-21 → 2019-08-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2018-12-20

Other Names

• Michael Anthony Arteaga
• Michael Arteaga