Wendi S Hall

Current Employers

Employment History

• 05/1998 → 12/2022
  Small Office Solutions Llc
  Wauwatosa, WI
• 07/2002 → 08/2017
  Wendi S. Hall
  Wauwatosa, WI
• 11/2014 → 09/2025
  Avantax Advisory Services
  Brookfield, WI
• 10/2004 → 09/2025
  Avantax Investment Services, Inc.
  Brookfield, WI
• 10/2004 → Present
  Wendi S Hall
  Menomonee Falls, WI
• 06/2022 → 01/2023
  Hall Wehring Cpas
  Brookfield, WI
• 07/2022 → Present
  Wehring & Db Tax And Wealth
  Brookfield, WI
• 01/2023 → Present
  Db Wehring Wealth Llc
  Brookfield, WI
• 07/2022 → Present
  Hall Wehring Cpas
  Brookfield, WI
• 11/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  South Milwaukee, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  South Milwaukee, WI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-11-06 → 2025-09-05
  Avantax Advisory Services
  Brookfield, WI
  Brookfield, WI
  South Milwaukee, WI

Other Businesses

1) Accounting and Financial Women's Alliance the Milw 2365 Harrodsburg Road~Lexington, KY 40504~Other~Director/Officer~1/1/1998;10hrs;5hrs;Public Relations Chair 2) ACCOUNTING AND FINANCIAL WOMEN'S ALLIANCE THE MILWAUKEE CHAPTER; POSITION: Director/Officer NATURE: A non-profit organization supporting women in the accounting and finance fields. It's primary focus is to provide education, networking opportunities, and scholarships. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1998; 2365 Harrodsburg Road, Lexington KY 40504, Serving in various capacities to organize and advertise meetings, locate speakers, schedule events, raise funds for scholarships, and select scholarship recipients. 3) DBHW WEALTH PARTNERS; POSITION: Partner NATURE: This is a branding name that represents some businesses within our organization currently disclosed on our U4. The businesses that fall under this brand are currently: Hall Wehring CPAs LLC and Wehring & DB Tax and Wealth. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2022; 15400 W Capitol Dr, Suite 201, Brookfield WI 53005, This is strictly a DBA (doing business as) used for branding and marketing. There are no daily duties or responsibilities associated with this DBA. This DBA will appear on our email, marketing, social media, signage, website, and other marketing materials. 4) DB WEHRING WEALTH LLC; POSITION: Senior Wealth Planner NATURE: Financial planning and investment services INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2023; 15400 W Capitol Dr Suite 201, Brookfield WI 53005; Practice management Financial planning Investment advisory services to clients Insurance planning for clients 5) HALL WEHRING CPAS; POSITION: President NATURE: Tax and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 145 START DATE: 07/01/2022; 15400 West Capitol Dr., Suite 201, Brookfield WI 53005, I prepare tax returns, financial statements, consult with business owners regarding the accounting aspects of their business. Manage employees of the company. 6) WEHRING & DB TAX AND WEALTH; POSITION: Employee NATURE: Organization formed to handle payroll, benefits, and other common business expenses of Wehring Wealth Management, DB Tax and Wealth, and Hall Wehring CPAs INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 15400 W Capitol Dr, Suite 201, Brookfield WI 53005, None. All duties and responsibilities fall under Hall Wehring CPAs LLC 7) Wendi S. Hall (1); Marketing Executive; Wellness company - manufactures environmentally conscious, naturally derived personal care and home products.; NIR; 0; 07/01/2002; W145N6590 Cedar Ridge Ln Menomonee Falls WI 53051; I receive a referral commission for anyone I refer to the company who becomes a customer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-21
• S63 Uniform Securities Agent State Law Examination
  2004-12-28