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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-29 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
11800 Schwab Way, Austin, TX 78758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York City | NY | 10/2015 | 02/2017 |
| 1St Global Capital Corp. | Dallas | TX | 02/2017 | 05/2017 |
| 1St Global Advisors, Inc. | Dallas | TX | 03/2017 | 05/2017 |
| Charles Schwab & Co., Inc | Westlake | TX | 12/2017 | Present |
| Monkey King Noodle Co. | Dallas | TX | 10/2017 | 11/2017 |
| The Pharmacy Deep Ellum | Dallas | TX | 05/2017 | 10/2017 |
| Charles Schwab Bank | Westlake | TX | 06/2026 | Present |
1) Northern National | Investment Related:No|Performing/Fine Arts|Bassist, song-writer, producer, vocalist|7/9/2022|20-40|0|Writing music, performing music, producing and recording music, producing music videos, performing songs, designing merchandise, managing booking of shows, 2) Laredo | Investment Related:No|Performing/Fine Arts|Bassist|5/9/2025|Less than 20|0|Perform and record , 3) GreeneRips Cards & Collectibles | Investment Related:No|Retail|Online Shop Owner|2/28/2026|Less than 20|0|I run all selling services, inventory management, shipping, customer service and accounting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-16 |
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