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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-29
  • TX RA
    APPROVED
    Since 2018-03-29

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York City NY 10/2015 02/2017
1St Global Capital Corp. Dallas TX 02/2017 05/2017
1St Global Advisors, Inc. Dallas TX 03/2017 05/2017
Charles Schwab & Co., Inc Westlake TX 12/2017 Present
Monkey King Noodle Co. Dallas TX 10/2017 11/2017
The Pharmacy Deep Ellum Dallas TX 05/2017 10/2017
Charles Schwab Bank Westlake TX 06/2026 Present
  • 10/2015 → 02/2017
    Axa Advisors, Llc
    New York City, NY
  • 02/2017 → 05/2017
    1St Global Capital Corp.
    Dallas, TX
  • 03/2017 → 05/2017
    1St Global Advisors, Inc.
    Dallas, TX
  • 12/2017 → Present
    Westlake, TX
  • 10/2017 → 11/2017
    Monkey King Noodle Co.
    Dallas, TX
  • 05/2017 → 10/2017
    The Pharmacy Deep Ellum
    Dallas, TX
  • 06/2026 → Present
    Charles Schwab Bank
    Westlake, TX
Previous Registrations
  • 2017-04-21 → 2017-05-18
    1St Global Advisors Inc
    Dallas, TX
  • 2016-07-18 → 2017-02-02
    Plano, TX
    Dallas, TX
    Dallas, TX
Other Businesses

1) Northern National | Investment Related:No|Performing/Fine Arts|Bassist, song-writer, producer, vocalist|7/9/2022|20-40|0|Writing music, performing music, producing and recording music, producing music videos, performing songs, designing merchandise, managing booking of shows, 2) Laredo | Investment Related:No|Performing/Fine Arts|Bassist|5/9/2025|Less than 20|0|Perform and record , 3) GreeneRips Cards & Collectibles | Investment Related:No|Retail|Online Shop Owner|2/28/2026|Less than 20|0|I run all selling services, inventory management, shipping, customer service and accounting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
  • S66 Uniform Combined State Law Examination
    2016-06-16
Other Names
  • Dylan Greene

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