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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-10-16 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
3131 East Camelback Rd., Ste. 330, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Irvine | CA | 10/2015 | 12/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2016 | 05/2021 |
| Morgan Stanley | Newport Beach | CA | 12/2016 | 05/2021 |
| Hightower Advisors, Llc | Phoenix | AZ | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-08 |
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