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Dudley Nyangai Okongo

Capital Client Group, Inc.

Los Angeles, CA

Santa Monica, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-23
  • CA RA
    APPROVED
    Since 2022-05-23

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Santa Monica CA 10/2018 05/2021
Evestment Atlanta GA 06/2016 10/2018
Capital Group - American Funds Distributors, Inc. Los Angeles CA 06/2021 04/2023
Capital Group - American Funds Distributors, Inc. Los Angeles CA 04/2023 03/2026
Capital Group/Capital Client Group, Inc. Los Angeles CA 03/2026 Present
  • 10/2018 → 05/2021
    Dimensional Fund Advisors
    Santa Monica, CA
  • 06/2016 → 10/2018
    Evestment
    Atlanta, GA
  • 06/2021 → 04/2023
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 04/2023 → 03/2026
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 03/2026 → Present
    Capital Group/Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-23
S63 Uniform Securities Agent State Law Examination 2020-08-01
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2020-08-01
Other Names
  • Dudley Okongo

View on SEC IAPD

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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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