Katherine Elizabeth Whitlock

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 01/2024
  Ubs Financial Services Inc
  Los Angeles, CA
• 03/2017 → 05/2018
  Shelterbox International Disaster Relief
  Santa Barbara, CA
• 08/2013 → 06/2017
  University Of California Santa Barbara
  Santa Barbara, CA
• 01/2008 → 06/2017
  Los Alamitos High School
  Los Alamitos, CA
• 01/2024 → 11/2024
  Unemployed
  Seal Beach, CA
• 11/2024 → Present
  Ubs Financial Services Inc
  Los Angeles, CA

Previous Registrations

• 2020-08-15 → 2024-01-09
  Ubs Financial Services Inc.
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-08-15

Other Names

• Katherine Whitlock
• Katherine Elizabeth Whitlock