John Randall Walsh

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-17
CA	RA	APPROVED	2026-02-16

TX RA
APPROVED_RES

Since 2026-02-17
CA RA
APPROVED

Since 2026-02-16

Branch Locations

1124 Bristol Street, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Irvine	CA	04/2016	09/2018
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	09/2018
Alpha Cubed Investments	Irvine	CA	09/2018	01/2026
Capfinancial Partners, Llc. (Captrust)	Raleigh	NC	01/2026	Present

04/2016 → 09/2018

Fidelity Brokerage Services Llc

Irvine, CA
07/2018 → 09/2018

Fidelity Personal And Workplace Advisors

Boston, MA
09/2018 → 01/2026

Alpha Cubed Investments

Irvine, CA
01/2026 → Present

Capfinancial Partners, Llc. (Captrust)

Raleigh, NC

Previous Registrations

2018-09-25 → 2026-04-30

Alpha Cubed Investments, Llc

Costa Mesa, CA
2018-07-13 → 2018-10-09

Fidelity Personal And Workplace Advisors

Boston, MA
2017-11-22 → 2018-07-13

Strategic Advisers Llc

Irvine, CA

Other Businesses

Name: Walsh Rentals AZ LLC, Address: property at private residence Not Investment Related Nature: LLC to capture rental income Position/Title: General Partner Start: 01/01/2022 Hours/Month: 0 Hours during Market Hours: 0 Duties: AirBnB short term rental, handled by property manager

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-09
S63	Uniform Securities Agent State Law Examination	2016-08-01

S66 Uniform Combined State Law Examination

2017-06-09
S63 Uniform Securities Agent State Law Examination

2016-08-01

View on SEC IAPD