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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Willing Accounting Lc. | Hannibal | MO | 05/1992 | Present |
| William Woods Univerity | Fulton | MO | 10/2013 | Present |
| Investment Centers Of America | Hannibal | MO | 07/2016 | Present |
| Lpl Financial Llc | Hannibal | MO | 11/2017 | Present |
1. 11/29/2017 - TW ACCOUNTING, LLC - Investment Related - Tax Prep/Accounting/CPA - CO-OWNER/MANAGER. 2. 11/29/2017 - River Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/2017 - 30 Hours Per Month/10 Hours During Securities Trading. 3. 11/29/2017 - No Business Name - Not Investment Related - Hanniball, MO - Real Estate Rental - Co-Owner. 4. 11/29/2017 - No Business Name - Not Investment Related - Hanniball, MO - Real Estate Rental - Co-Owner. 5. 11/29/2017 - No Business Name - Not Investment Related - LaGrange, MO - Real Estate Rental - Co-Owner. 6. 11/29/2017 - No Business Name - Not Investment Related - LaGrange, MO - Real Estate Rental - Co-Owner. 7. 4/5/2021 - Willing Financial LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 10/15/2020 - 1 Hours Per Month/0 Hours During Securities Trading. 8. 03/19/2026-Riverwealth, LLC-Insurance agent-Non-Variable Insurance-Inv related-At Hannibal, MO-Start date 01/01/2026-10hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-20 |
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