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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-10-11 |
Branch Locations
1768 Atlantic Hwy, Waldoboro, ME 04572 • United States
188 Main St, Thomaston, ME 04861 • United States
52 Burkett Rd, Union, ME 04862 • United States
145 Elm Street, Camden, ME 04843 • United States
6 Main St, Vinalhaven, ME 04863 • United States
Union, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Camden National Bank | Rockport | ME | 04/2015 | Present |
| Lpl Financial, Llc | Waldoboro | ME | 10/2015 | Present |
1. 10/16/2015: Camden Financial Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/16/2015: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 12/10/2014 - 0.5 Hours Per Month During Securities Trading - Time Spent 1% - Notarizing Documents - Notary Public.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-01 |
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