Houston James Friend

Current Employers

Employment History

• 03/2016 → 09/2018
  Fidelity Investments
  Merrimack, NH
• 09/2018 → 09/2020
  Financial Engines Advisors L.L.C.
  Phoenix, AZ
• 09/2020 → 07/2021
  Personal Capital Advisors Corpration
  Phoenix, AZ
• 07/2021 → Present
  Redeem Wealth Management
  Gilbert, AZ

Previous Registrations

• 2020-09-11 → 2021-07-14
  Personal Capital Advisors Corporation
  Phoenix, AZ
  Greenwood Village, CO
• 2018-09-14 → 2020-09-18
  Edelman Financial Engines
  Phoenix, AZ
• 2018-07-13 → 2018-09-26
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2018-04-18 → 2018-07-13
  Strategic Advisers Llc
  Scottsdale, AZ

Other Businesses

1. REDEEM TAX LLC; NOT INVESTMENT RELATED; ARIZONA; START DATE: 2021; MANAGING MEMBER; LESS THAN 10 % OF TIME SPEND DURING SECURITIES TRADING HOURS; LESS THAN 10% SPENT OUTSIDE OF SECURITIES TRADING HOURS. 2. REDEEM MORTGAGE GROUP LLC; NOT INVESTMENT RELATED; ARIZONA; START DATE: 2021; MANAGING MEMBER; LESS THAN 10 % OF TIME SPEND DURING SECURITIES TRADING HOURS; LESS THAN 10% SPENT OUTSIDE OF SECURITIES TRADING HOURS. 3. REDEEM WEALTH INSURANCE LLC; INVESTMENT RELATED; ARIZONA; START DATE: 2021; MANAGING MEMBER; LESS THAN 10 % OF TIME SPEND DURING SECURITIES TRADING HOURS; LESS THAN 10% SPENT OUTSIDE OF SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-27
• S63 Uniform Securities Agent State Law Examination
  2015-11-19

Other Names

• Houston Friend