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6641 West Broad Street Suite 600, Richmond, VA 23230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-02-01 |
Branch Locations
6641 West Broad Street Suite 600, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson, Siegel & Walmsley Llc | Richmond | VA | 08/2015 | Present |
| Funds Distributor | Richmond | VA | 10/2015 | Present |
1. Thompson, Siegel & Walmsley LLC, Richmond VA, Investment related, Business Development Director, began 08/2015, 160 hours per month, 130 during trading hours. 2. Funds Distributor, LLC, an unaffiliated broker dealer. The Associate is a registered representative for purposes of Funds Distributor, LLC. 3. Gwynnfield Farm LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, .5 hours per month, none during trading hours. 4. Gwynnfield Caroline LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, 0 hours per month, none during trading hours. 5. Gwynnfield House LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, no hours per month or during trading hours. 6. Monument Ave; Richmond, VA; Investment Related; Began 11/10/2018; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Property manager manages all the day to day operations of the property; 1 hour per month with zero hours during securities trading hours. 7. Patterson Avenue, Richmond, VA, Investment Related, Began 08/31/2021, Rental House, Co-Owner, Monthly rental income net of expenses (mortgage, water, etc.). Responsible for writing checks on occasion to pay bills. Periodically involved in finding new tenants for the property or performing routine maintenance, 1 hour per month with zero hours during securities trading hours. 8. Grove Avenue 1; Richmond, VA; Investment Related; Began 2/13/2020; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. 1 hour per month with zero hours during securities trading hours. 9. Granite Avenue 1; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 10. Grove Avenue 2; Richmond, VA; Investment Related; Began 9/13/2016; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 11. Grove Avenue 3; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 12. Grove Avenue 4; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 13. Granite Avenue 2; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 14. St. Michael's Lane; Richmond, VA; Investment Related; Began 10/2/2018; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 15. GrayCo; Investment Related; Richmond, VA; private placement; private investor; 04/1987; 0 hrs/mo. 16. Facebook; Not Investment Related; Henrico, VA; Selling clothes and other items; Sales; Start 7/22/2024; 3 Hrs Per Month, 0 During Trading Hrs; 17. Hope Essentials; Non-Investment Related; Ashland, VA; Referral Program; Ambassador; Start 7/29/25; 1 Hr Per Month, 0 During Trading Hrs; Referral program
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-01 |
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