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Current Employers
Thompson Siegel & Walmsley Llc

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-02-01
  • VA RA
    APPROVED
    Since 2016-02-01

Branch Locations

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson, Siegel & Walmsley Llc Richmond VA 08/2015 Present
Funds Distributor Richmond VA 10/2015 Present
Other Businesses

1. Thompson, Siegel & Walmsley LLC, Richmond VA, Investment related, Business Development Director, began 08/2015, 160 hours per month, 130 during trading hours. 2. Funds Distributor, LLC, an unaffiliated broker dealer. The Associate is a registered representative for purposes of Funds Distributor, LLC. 3. Gwynnfield Farm LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, .5 hours per month, none during trading hours. 4. Gwynnfield Caroline LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, 0 hours per month, none during trading hours. 5. Gwynnfield House LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, no hours per month or during trading hours. 6. Monument Ave; Richmond, VA; Investment Related; Began 11/10/2018; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Property manager manages all the day to day operations of the property; 1 hour per month with zero hours during securities trading hours. 7. Patterson Avenue, Richmond, VA, Investment Related, Began 08/31/2021, Rental House, Co-Owner, Monthly rental income net of expenses (mortgage, water, etc.). Responsible for writing checks on occasion to pay bills. Periodically involved in finding new tenants for the property or performing routine maintenance, 1 hour per month with zero hours during securities trading hours. 8. Grove Avenue 1; Richmond, VA; Investment Related; Began 2/13/2020; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. 1 hour per month with zero hours during securities trading hours. 9. Granite Avenue 1; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 10. Grove Avenue 2; Richmond, VA; Investment Related; Began 9/13/2016; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 11. Grove Avenue 3; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 12. Grove Avenue 4; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 13. Granite Avenue 2; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 14. St. Michael's Lane; Richmond, VA; Investment Related; Began 10/2/2018; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 15. GrayCo; Investment Related; Richmond, VA; private placement; private investor; 04/1987; 0 hrs/mo. 16. Facebook; Not Investment Related; Henrico, VA; Selling clothes and other items; Sales; Start 7/22/2024; 3 Hrs Per Month, 0 During Trading Hrs; 17. Hope Essentials; Non-Investment Related; Ashland, VA; Referral Program; Ambassador; Start 7/29/25; 1 Hr Per Month, 0 During Trading Hrs; Referral program

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2016-02-01
Designations
Other Names
  • Sarah Gray Tullidge

View on SEC IAPD

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