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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 08/2015 | 09/2020 |
| Bank Of America, N.A. | Palo Alto | CA | 08/2015 | 09/2020 |
| Bny Mellon Securities Corporation | Menlo Park | CA | 08/2022 | 08/2024 |
| Bny Mellon | Menlo Park | CA | 09/2020 | 08/2024 |
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2024 | Present |
*608004 - Seven Hills Real Estate LLC; Investment related: Yes; San Francisco, California; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 0; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-13 |
| S66 | Uniform Combined State Law Examination | 2016-03-29 |
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