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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2019-08-01 |
| TX | RA | APPROVED | 2019-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2015 | 07/2019 |
| Bank Of America, N.A. | New York | NY | 08/2015 | 07/2019 |
| Jp Morgan Securities, Llc | Harrison | NY | 07/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Harrison | NY | 07/2019 | Present |
| The American Gin Company, Llc | New York | NY | 06/2003 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: THE AMERICAN GIN COMPANY, LLC. POSITION: CO-FOUNDER / PASSIVE INVESTOR START DATE: 6/3/2003 ADDRESS: 421 New York, NY DETAILS: SELL AND MARKET BEVERAGE ALCOHOL. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-04 |
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