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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-25 |
| CA | RA | APPROVED | 2025-07-24 |
Branch Locations
121 W Trade Street, Suite 1100, Charlotte, NC 28202 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Irvine | CA | 09/2015 | 10/2016 |
| Jp Morgan Chase Bank | Irvine | CA | 06/2014 | 10/2016 |
| Ipgh Private Client Ins Svcs | Charlotte | NC | 08/2023 | Present |
| Ctbc Bank Usa | Los Angeles | CA | 01/2017 | 08/2023 |
| The Leaders Group Inc | Summit | NJ | 03/2025 | Present |
1.) IPGH PRIVATE CLIENT INS SERVICES - 08/24/2023 - 121 W Trade Street, Suite 1100, Charlotte, NC 28202 - Client Services Manager, Writing Agent, Invt Rel, Life insurance brokerage business, 40 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 7/14/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0hrs/mo; 0hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-04 |
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