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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-13
  • CA RA
    APPROVED
    Since 2025-06-13

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Redondo Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / Capital Client Group, Inc. Los Angeles CA 08/2024 Present
Capital Group Companies Los Angeles CA 09/2015 08/2024
  • 08/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 09/2015 → 08/2024
    Capital Group Companies
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-13
  • S66 Uniform Combined State Law Examination
    2025-06-13

View on SEC IAPD

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