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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-07-28 |
| TX | RA | APPROVED_RES | 2026-07-24 |
Branch Locations
10 S Dearborn St Floor 11, Chicago, IL 60603 • United States
111 E Wisconsin Ave, Milwaukee, WI 53202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Menomonee Falls | WI | 09/2015 | 03/2017 |
| Scottrade, Inc. | Oak Brook | IL | 03/2017 | 12/2017 |
| Td Ameritrade | St. Charles | IL | 12/2017 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 08/2018 | 07/2026 |
| Bank Of America, N.A. | Rolling Meadows | IL | 08/2018 | 07/2026 |
| Kohls | Waukesha | WI | 10/2016 | 11/2016 |
| Fedex | Greenfield | WI | 11/2016 | 12/2016 |
| J.P. Morgan Securities Llc | Milwaukee | WI | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-18 |
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