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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-28
TX RA APPROVED_RES 2026-07-24
  • WI RA
    APPROVED
    Since 2026-07-28
  • TX RA
    APPROVED_RES
    Since 2026-07-24

Branch Locations

10 S Dearborn St Floor 11, Chicago, IL 60603 • United States

111 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Menomonee Falls WI 09/2015 03/2017
Scottrade, Inc. Oak Brook IL 03/2017 12/2017
Td Ameritrade St. Charles IL 12/2017 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 08/2018 07/2026
Bank Of America, N.A. Rolling Meadows IL 08/2018 07/2026
Kohls Waukesha WI 10/2016 11/2016
Fedex Greenfield WI 11/2016 12/2016
J.P. Morgan Securities Llc Milwaukee WI 07/2026 Present
  • 09/2015 → 03/2017
    Wells Fargo
    Menomonee Falls, WI
  • 03/2017 → 12/2017
    Scottrade, Inc.
    Oak Brook, IL
  • 12/2017 → 08/2018
    Td Ameritrade
    St. Charles, IL
  • 08/2018 → 07/2026
    Rolling Meadows, IL
  • 08/2018 → 07/2026
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 10/2016 → 11/2016
    Kohls
    Waukesha , WI
  • 11/2016 → 12/2016
    Fedex
    Greenfield, WI
  • 07/2026 → Present
    Milwaukee, WI
Previous Registrations
  • 2018-11-15 → 2026-07-14
    Columbus, OH
    Chicago, IL
    Pittsburgh, PA
    Columbus, OH
    Elgin, IL
    Jacksonville, FL
    Columbus, OH
    Columbus, OH
  • 2018-02-27 → 2018-08-31
    Td Ameritrade, Inc.
    St. Charles, IL
  • 2018-02-26 → 2018-08-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-08-30 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-30
S63 Uniform Securities Agent State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2017-08-30
  • S63 Uniform Securities Agent State Law Examination
    2015-12-18
Other Names
  • Tre Brown
  • Vehantre Brown
  • Vehantre 'TRe' Brown
  • Vehantre Tre Brown
  • Vehantrel Brown
  • L Brownvehantre

View on SEC IAPD

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