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Cody Keith Ulland

Orion Portfolio Solutions, LLC

Omaha, NE

Townsquare Capital, LLC

Lehi, UT

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-25
  • NE RA
    APPROVED
    Since 2023-01-25

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Townsquare Capital, Llc

Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-01-06
  • UT RA
    APPROVED
    Since 2022-01-06

Branch Locations

Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Service, Llc American Fork UT 09/2015 12/2020
Bestgate Wealth Advisors Frederick MD 12/2020 09/2021
Townsquare Capital Provo UT 11/2021 11/2022
Brinker Capital Berwyn PA 11/2022 Present
Orion Portfolio Solutions Omaha NE 11/2022 Present
  • 09/2015 → 12/2020
    Fidelity Brokerage Service, Llc
    American Fork, UT
  • 12/2020 → 09/2021
    Bestgate Wealth Advisors
    Frederick, MD
  • 11/2021 → 11/2022
    Townsquare Capital
    Provo, UT
  • 11/2022 → Present
    Brinker Capital
    Berwyn, PA
  • 11/2022 → Present
    Orion Portfolio Solutions
    Omaha, NE
Previous Registrations
  • 2022-11-30 → 2023-01-06
    Orion Portfolio Solutions, Llc
    Berwyn, PA
    Omaha, NE
  • 2021-01-28 → 2021-11-18
    Bestgate Wealth Advisors, Llc
    Frederick, MD
  • 2018-09-26 → 2020-12-22
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-10
S63 Uniform Securities Agent State Law Examination 2015-11-30
  • S66 Uniform Combined State Law Examination
    2018-09-10
  • S63 Uniform Securities Agent State Law Examination
    2015-11-30
Designations

View on SEC IAPD

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