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Susan Kathleen Monaghan

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
  • TX RA
    APPROVED
    Since 2024-05-30

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Act Wealth Management Plano TX 09/2015 01/2018
Mercer Global Advisors Inc Houston TX 02/2018 06/2020
Personal Capital Advisors Corporation Dallas TX 09/2020 09/2021
The Vanguard Group, Inc. Scottsdale AZ 09/2021 05/2024
Hightower Advisors, Llc Dallas TX 05/2024 Present
  • 09/2015 → 01/2018
    Act Wealth Management
    Plano, TX
  • 02/2018 → 06/2020
    Mercer Global Advisors Inc
    Houston, TX
  • 09/2020 → 09/2021
    Personal Capital Advisors Corporation
    Dallas, TX
  • 09/2021 → 05/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2024 → Present
    Hightower Advisors, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-19
S65 Uniform Investment Adviser Law Examination 2015-11-11
  • S63 Uniform Securities Agent State Law Examination
    2021-11-19
  • S65 Uniform Investment Adviser Law Examination
    2015-11-11
Other Names
  • Susan K Monaghan
  • Susan Monaghan

View on SEC IAPD

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