Rebecca Shannon Hickman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbia, SC
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Columbia, SC
• 06/2019 → Present
  Raymond James & Associates, Inc.
  Bluffton, SC

Previous Registrations

• 2008-01-01 → 2019-05-30
  Wells Fargo Clearing Services, Llc
  Mount Pleasant, SC
  Columbia, SC
• 2007-10-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Daniel Island, SC

Exams

• S66 Uniform Combined State Law Examination
  2007-10-26

Other Names

• Rebecca Jean Shannon
• Rebecca S. Wheeler
• Rebecca Wheeler
• Rebecca Jean Wheeler
• Rebecca Shannon Wheeler