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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
CA RA APPROVED 2013-01-14
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • CA RA
    APPROVED
    Since 2013-01-14

Branch Locations

2459 W 208Th St Ste 101, Torrance, CA 90501 • United States

Gardena, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Torrance CA 09/1998 Present
Pfs Investments Inc. Torrance CA 09/1998 Present
  • 09/1998 → Present
    Primerica Financial Services
    Torrance, CA
  • 09/1998 → Present
    Torrance, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rafeek & Associates, Inc., Investment Related, 21151 S. Western Ave. Ste 278 Torrance Ca 90501, Nature of Business (Primerica Business Purposes), Owner, Start Date (6/12/17) to Present, 160 hours per month (80 of hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes ACORA Holdings, LLC, Not Investment Related, P.O. Box 3375 Torrance, CA 90510, Partner, September 2020 to Present, 1 hours per month (0 hours per month during securities trading hours), legal entity formed for real estate rental property. RAGA Homes, LLC, Not Investment Related, Non Operational (Active with MI SOS), GARDENA, CA 90248, Position/Title: Partner, 10/2022 to Present, (0 hours per month. (0 of hours per month during securities trading hours). Rep informed us that this never got started as the business partner backed out before things got started.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-27
S63 Uniform Securities Agent State Law Examination 1998-11-02
  • S65 Uniform Investment Adviser Law Examination
    2012-12-27
  • S63 Uniform Securities Agent State Law Examination
    1998-11-02
Other Names
  • Mohammed Peer Rafeek

View on SEC IAPD

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