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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-08-26
  • VA RA
    APPROVED
    Since 2021-08-26

Branch Locations

140 Town Center Street, Daleville, VA 24083 • United States

3119 Chaparral Drive, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bnc Bank Roanoke VA 09/2015 02/2017
Lpl Financial Llc Roanoke VA 09/2015 02/2017
Investment Centers Of America, Inc. Roanoke VA 02/2017 10/2017
Cetera Advisor Networks Llc El Segundo CA 10/2017 08/2021
Valley Wealth Group Roanoke VA 02/2017 Present
Lpl Financial Roanoke VA 08/2021 Present
  • 09/2015 → 02/2017
    Bnc Bank
    Roanoke, VA
  • 09/2015 → 02/2017
    Roanoke, VA
  • 02/2017 → 10/2017
    Investment Centers Of America, Inc.
    Roanoke, VA
  • 10/2017 → 08/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2017 → Present
    Valley Wealth Group
    Roanoke, VA
  • 08/2021 → Present
    Lpl Financial
    Roanoke, VA
Previous Registrations
  • 2017-10-16 → 2021-08-27
    Cetera Wealth Services, Llc
    Lexington, VA
    Salem, VA
    Roanoke, VA
    Salem, VA
    Daleville, VA
  • 2017-02-17 → 2017-10-16
    Investment Centers Of America, Inc.
    Roanoke, VA
  • 2016-09-08 → 2017-02-24
    Roanoke, VA
Other Businesses

1) Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 2) VALLEY WEALTH GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) BOTETOURT WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-08
  • S66 Uniform Combined State Law Examination
    2016-09-08
Other Names
  • Jordan Sereno

View on SEC IAPD

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