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Current Employers
R.D. Smothers Wealth Management

112 E. Main Street Suite 200, Campbellsville, KY 42718 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-08
TN RA APPROVED 2026-01-08
  • KY RA
    APPROVED
    Since 2026-01-08
  • TN RA
    APPROVED
    Since 2026-01-08

Branch Locations

112 E. Main Street Suite 200, Campbellsville, KY 42718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Campbellsville KY 12/2015 08/2019
Transamerica Agency Network Campbellsville KY 06/2010 08/2019
Campbellsville Climate Controlled Storage Campbellsville KY 06/2017 12/2023
United Financial Services Campbellsville KY 08/2010 07/2019
Bgm Holdings, Llc Campbellville KY 10/2018 01/2019
Stratford Group, Llc Campbellsville KY 10/2018 12/2023
Ae Wealth Management, Llc Topeka KS 08/2019 12/2024
R.D. Smothers Wealth Management Campbellsville KY 07/2019 Present
Rds Insurance Group, Llc Campbellsville KY 12/2023 Present
Rds Holdings, Llc Campbellsville KY 03/2020 Present
  • 12/2015 → 08/2019
    Transamerica Financial Advisors, Inc
    Campbellsville, KY
  • 06/2010 → 08/2019
    Transamerica Agency Network
    Campbellsville, KY
  • 06/2017 → 12/2023
    Campbellsville Climate Controlled Storage
    Campbellsville, KY
  • 08/2010 → 07/2019
    United Financial Services
    Campbellsville, KY
  • 10/2018 → 01/2019
    Bgm Holdings, Llc
    Campbellville, KY
  • 10/2018 → 12/2023
    Stratford Group, Llc
    Campbellsville, KY
  • 08/2019 → 12/2024
    Topeka, KS
  • 07/2019 → Present
    Campbellsville, KY
  • 12/2023 → Present
    Rds Insurance Group, Llc
    Campbellsville, KY
  • 03/2020 → Present
    Rds Holdings, Llc
    Campbellsville, KY
Previous Registrations
Other Businesses

RDS Insurance Group, LLC - investment related, 112 E. Main St, Campbellsville, KY. Owner, since December 2023, 40 hrs a month during securities hours. Business duties include selling life insurance and annuities. RDS Holdings, LLC - investment related, 112 E Main St, Campbellsville, KY. Owner, since March 2020, 5 hours a month not during securities hours. Business duties include buying and selling real estate properties. This LLC is the holding entity for the properties Mr. Smothers owns. AMERICAN FINANCIAL EDUCATION ALLIANCE POSITION: Chapter President NATURE: Providing educational seminars around taxes and social security along with other courses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 349 Copperfield Blvd NE STE-L #106, Concord NC 28025, United States DESCRIPTION: Chapter President of the Cumberland Chapter. Speaker at educational seminars. No dinner or food is served during this hour long seminar. It's strictly for educational purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-10
  • S66 Uniform Combined State Law Examination
    2016-03-10
Other Names
  • Roger Dale Smothers

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