Pratik Kirtikumar Bhavsar

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-06-05

MD RA
APPROVED

Since 2023-06-05

Branch Locations

1351 Blair Dr., Odenton, MD 21113 • United States

3150 Solomons Island Rd., Edgewater, MD 21037 • United States

495 Old Mill Rd, Millersville, MD 21108 • United States

2027 Somerville Rd., Annapolis, MD 21401 • United States

67 West St, Annapolis, MD 21401 • United States

1250 Bay Dale Dr, Arnold, MD 21012 • United States

Ellicott City, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Bank	Ellicott City	MD	11/2018	11/2020
Capital One	Ellicott City	MD	01/2017	10/2018
Jps Fine Wine And Spirits	Jessup	MD	01/2009	12/2016
Northwestern Mutual Life Insurance Company	Milwaukee	WI	11/2020	09/2022
Northwestern Mutual Investment Services Llc	Ellicott City	MD	11/2020	01/2023
Northwestern Mutual Wealth Management Company	Milwaukee	WI	03/2022	09/2022
Nicholas Lamanna	Ellicott City	MD	08/2022	01/2023
Hiren Patel	Elliott City	MD	09/2022	01/2023
M&T Bank	Odenton	MD	02/2023	Present
Lpl Financial	Odenton	MD	02/2023	Present

11/2018 → 11/2020

Pnc Bank

Ellicott City, MD
01/2017 → 10/2018

Capital One

Ellicott City, MD
01/2009 → 12/2016

Jps Fine Wine And Spirits

Jessup, MD
11/2020 → 09/2022

Northwestern Mutual Life Insurance Company

Milwaukee, WI
11/2020 → 01/2023

Northwestern Mutual Investment Services Llc

Ellicott City, MD
03/2022 → 09/2022

Northwestern Mutual Wealth Management Company

Milwaukee, WI
08/2022 → 01/2023

Nicholas Lamanna

Ellicott City, MD
09/2022 → 01/2023

Hiren Patel

Elliott City, MD
02/2023 → Present

M&T Bank

Odenton, MD
02/2023 → Present

Lpl Financial

Odenton, MD

Other Businesses

1- 08/2017 / NOTARY / INVESTMENT RELATED / ELLICOTT CITY, MD 2- 02/2023 / M&T Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / ODENTON, MD 3- 11/08/2023 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/10/2023 - 40 Hours Per Month/ 32 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-04-06
S63	Uniform Securities Agent State Law Examination	2021-07-07

S65 Uniform Investment Adviser Law Examination

2023-04-06
S63 Uniform Securities Agent State Law Examination

2021-07-07

Other Names

Pratik Bhavsar
Pratik K Bhavsar
Pratik Kirtikumar Bhavsar

View on SEC IAPD