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Andre De Oliveira Mendes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-07
FL RA APPROVED 2009-07-13
  • TX RA
    APPROVED_RES
    Since 2015-12-07
  • FL RA
    APPROVED
    Since 2009-07-13

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2009 Present
Bank Of America N.A. Miami FL 04/2012 Present
Previous Registrations
  • 2007-05-29 → 2009-07-24
    Citigroup Global Markets Inc.
    Miami, FL
    Miami, FL
  • 2005-06-16 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-14
  • S66 Uniform Combined State Law Examination
    2005-06-14

View on SEC IAPD

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