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Daniel Oscar Lopez

Focus Partners Wealth, LLC

Coral Gables, FL

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14

Branch Locations

95 Merrick Way 3Rd Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sira Capital Miami FL 06/2014 11/2019
Svb Wealth Llc Miami FL 12/2019 04/2023
Connectus Wealth Coral Gables FL 04/2023 07/2024
The Colony Group, Llc Boston MA 06/2024 Present
  • 06/2014 → 11/2019
    Sira Capital
    Miami, FL
  • 12/2019 → 04/2023
    Svb Wealth Llc
    Miami, FL
  • 04/2023 → 07/2024
    Connectus Wealth
    Coral Gables, FL
  • 06/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2023-09-28 → 2024-07-25
    Connectus Wealth
    Coral Gables, FL
  • 2020-03-06 → 2023-04-25
    Svb Wealth
    Palm Beach Gardens, FL
    Miami, FL
  • 2010-08-31 → 2011-05-02
    Morgan Stanley
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-20
S63 Uniform Securities Agent State Law Examination 1998-11-24
  • S66 Uniform Combined State Law Examination
    2010-08-20
  • S63 Uniform Securities Agent State Law Examination
    1998-11-24
Designations

View on SEC IAPD

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