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Gary Howard Troy

LPl Enterprise, LLC

Tarrytown, NY

White Plains, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • AR RA
    APPROVED
    Since 2025-01-01
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

660 White Plains Rd Suite 640, Tarrytown, NY 10591 • United States

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc White Plains NY 09/2015 05/2020
Pruco Securities, Llc. White Plains NY 05/2020 11/2024
Prudential Insurance Company Of America White Plains NY 05/2020 Present
Lpl Enterprise, Llc White Plains NY 11/2024 Present
  • 09/2015 → 05/2020
    David Lerner Associates, Inc
    White Plains, NY
  • 05/2020 → 11/2024
    Pruco Securities, Llc.
    White Plains, NY
  • 05/2020 → Present
    Prudential Insurance Company Of America
    White Plains, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-11
S63 Uniform Securities Agent State Law Examination 2015-11-20
  • S65 Uniform Investment Adviser Law Examination
    2021-05-11
  • S63 Uniform Securities Agent State Law Examination
    2015-11-20

View on SEC IAPD

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