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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-24
CA RA APPROVED 2016-05-26
  • TX RA
    APPROVED
    Since 2016-06-24
  • CA RA
    APPROVED
    Since 2016-05-26

Branch Locations

2555 W Chandler Blvd, Chandler, AZ 85224 • United States

33451 Us Highway 19 N Global Human Resources- The Academy,, Palm Harbor, FL 34684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-25
  • S66 Uniform Combined State Law Examination
    2016-05-25
Other Names
  • Megan Elizabeth Carey
  • Megan E Cassaday
  • Megan Elizabeth Schrepple

View on SEC IAPD

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