Mandie L Roark

Empower Advisory Group, LLC

Colorado Springs, CO

Greenwood Village, CO

Claim This Profile

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-03-23

CO RA
APPROVED

Since 2022-03-23

Branch Locations

Colorado Springs, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T.ROwe Price	Colorado Springs	CO	09/2015	02/2022
Gwfs Equities, Inc	Greenwood Village	CO	03/2022	Present
Advised Assets Group, Llc	Greenwood Village	CO	03/2022	Present

09/2015 → 02/2022

T.ROwe Price

Colorado Springs, CO
03/2022 → Present

Gwfs Equities, Inc

Greenwood Village, CO
03/2022 → Present

Advised Assets Group, Llc

Greenwood Village, CO

Previous Registrations

2016-07-28 → 2022-03-17

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-27
S63	Uniform Securities Agent State Law Examination	2016-03-23

S66 Uniform Combined State Law Examination

2016-07-27
S63 Uniform Securities Agent State Law Examination

2016-03-23

View on SEC IAPD

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor