Best Investors Account Sign in
Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-02
  • CT RA
    APPROVED
    Since 2021-03-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

44 Old Ridgebury Rd Suite 150, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reby Advisors, Llc Danbury CT 10/2018 02/2021
Reby Advisors, Llc Danbury CT 09/2015 09/2018
Ge Capital Norwalk CT 01/2014 09/2018
Triad Advisors Norcross GA 09/2015 02/2021
Lpl Financial, Llc Danbury CT 02/2021 06/2025
Wealth Enhancement Group Plymouth MN 03/2021 Present
Wealth Enhancement Advisory Services, Llc Danbury CT 03/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 03/2021 Present
  • 10/2018 → 02/2021
    Reby Advisors, Llc
    Danbury, CT
  • 09/2015 → 09/2018
    Reby Advisors, Llc
    Danbury, CT
  • 01/2014 → 09/2018
    Ge Capital
    Norwalk, CT
  • 09/2015 → 02/2021
    Triad Advisors
    Norcross, GA
  • 02/2021 → 06/2025
    Lpl Financial, Llc
    Danbury, CT
  • 03/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 03/2021 → Present
    Danbury, CT
  • 03/2021 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
  • 2019-01-10 → 2021-03-02
    Reby Advisors, Llc
    Danbury, CT
Other Businesses

NON-VARIABLE INSURANCE - WEALTH ENHANCEMENT GROUP - INVESTMENT RELATED - PLYMOUTH, MN 5544 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/1/2021 - 240 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-21
S65 Uniform Investment Adviser Law Examination 2016-10-26
  • S63 Uniform Securities Agent State Law Examination
    2020-12-21
  • S65 Uniform Investment Adviser Law Examination
    2016-10-26
Designations
  • Certified Financial Planner
Other Names
  • Douglas Kuring

View on SEC IAPD

More in Plymouth, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor