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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-16 |
| TX | RA | APPROVED | 2025-01-16 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Technology Group, Inc. | New York | NY | 08/2015 | 09/2017 |
| Investment Technology Group, Inc. | New York | NY | 10/2017 | 02/2019 |
| First Republic Investment Management, Inc. | New York | NY | 02/2019 | 01/2025 |
| First Republic Securities Company, Llc | New York | NY | 02/2019 | 01/2025 |
| Rbc Capital Markets, Llc | New York | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-12 |
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