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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-15 |
| SD | RA | APPROVED | 2017-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Rapid City | SD | 11/2015 | 03/2017 |
| Thrivent Financial | Appleton | WI | 07/2016 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Rapid City | SD | 03/2017 | Present |
GREEN COMPASS GLOBAL; NOT INV. RELATED; WILMINGTON,NC; ADVOCATE; START DATE 03/01/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; PURCHASING AND SELLING SUPPLEMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-07 |
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