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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| CO | RA | APPROVED | 2025-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Greenwood Village | CO | 09/2015 | 05/2017 |
| Scottrade, Inc | Littleton | CO | 05/2017 | 11/2017 |
| Strategic Advisers, Inc. | Greenwood Village | CO | 05/2016 | 05/2017 |
| Scottrade Investment Management | Littleton | CO | 05/2017 | 11/2017 |
| Tiaa | Arvada | CO | 11/2017 | 10/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Arvada | CO | 11/2017 | 10/2025 |
| Fidelity Investments | Arvada | CO | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-13 |
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