Mai Thanh Liu

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 12/2017
  Fidelity Investments
  San Jose, CA
• 12/2017 → 04/2019
  Fidelity Investments
  San Jose, CA
• 05/2019 → 09/2022
  Morgan Stanley Private Bank N.A.
  Palo Alto, CA
• 10/2022 → Present
  Charles Schwab & Co., Inc.
  Dublin, CA
• 10/2022 → Present
  Charles Schwab Premier Bank, Ssb
  Dublin, CA
• 12/2025 → Present
  Charles Schwab Bank
  Dublin, CA

Previous Registrations

• 2019-05-22 → 2022-10-19
  Morgan Stanley
  Menlo Park, CA
  Menlo Park, CA
  San Mateo, CA
  Palo Alto, CA
  Palo Alto, CA
• 2018-07-13 → 2019-05-16
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2018-04-24 → 2018-07-13
  Strategic Advisers Llc
  San Jose, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-13
• S63 Uniform Securities Agent State Law Examination
  2016-03-16

Other Names

• Mai Thanh Huynh
• Mai Liu