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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-21
  • CA RA
    APPROVED
    Since 2023-08-21

Branch Locations

Bishop Ranch 3 2633 Camino Ramon, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc San Ramon CA 04/2016 Present
New York Life Insurance Company San Ramon CA 04/2016 Present
Eagle Strategies Llc Fremont CA 08/2023 Present
  • 04/2016 → Present
    Nylife Securities Llc
    San Ramon, CA
  • 04/2016 → Present
    New York Life Insurance Company
    San Ramon, CA
  • 08/2023 → Present
    Fremont, CA
Other Businesses

[Aceso Healthcare Products, Inc.; The business is distributing Blood Pressure Monitors, which is a family business. The products are manufactured by own partner.; 44364 South Grimmer Blvd. Fremont CA 94538; Start Date 07/2016; Role/Title: Secretary; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Rental Property; Second House in Davis California. As my daughter is studying in UC Davis, we bought a house for her. So, she lives there and rent out some rooms to her college friends.; 2020 Imperial Avenue, Davis, CA 95616; Start Date 09/2020; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rent] [NYLARC Holding Company Inc.; NYLARC's primary business is to reinsure a portion of the risks under certain life insurance policies issued by New York Life and it's wholly owned subsidiaries.; c/o Sherman Atlas Sylvester & Stamelman LLP, 210 Park Avenue 2nd Floor, Florham Park, NJ 07932; Start Date 11/2023; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; Passive investor owns 200 shares of Common Stocks] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products and through Cavalier Associates; 2801 Townsgate Rd. Ste 350, Westlake Village, CA 91361; Start Date 06/2023; Role/Title: Independent Producer; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-14
S63 Uniform Securities Agent State Law Examination 2016-05-04
  • S66 Uniform Combined State Law Examination
    2023-08-14
  • S63 Uniform Securities Agent State Law Examination
    2016-05-04
Other Names
  • Almaz Lee

View on SEC IAPD

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